Published November 17, 2011, 07:58 PM
Under an agreement with the prosecution, a former stockbroker in Grafton, N.D., and Grand Forks, pleaded guilty this week to two counts of acting as an unregistered financial advisor.
Former Grafton stockbroker gets plea agreement, pays restitution of $185,000
Ross Haugen faces more felony counts in separate case alleging he took $2.5 million from Walsh County clientsUnder an agreement with the prosecution, a former stockbroker in Grafton, N.D., and Grand Forks, pleaded guilty this week to two counts of acting as an unregistered financial advisor.
By: Stephen J. Lee, Grand Forks Herald
